Self-regulatory organizations

Results: 6954



#Item
721Stock market / Self-regulatory organizations / United States housing bubble / Over-the-counter / Credit default swap / Derivative / International Swaps and Derivatives Association / Clearing house / Swap / Financial economics / Finance / Financial system

MEMO[removed]Brussels, 5 November 2008 First meeting of the working party on derivatives Commissioner McCreevy welcomes the outcome of the first meeting of the working group he has set up to find a solution to the clearin

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Source URL: www.iasplus.com

Language: English
722Investment / Self-regulatory organizations / Computer networking / Consolidated Tape Association / Direct Edge / National market system plan / NYSE Arca / NASDAQ / New York Stock Exchange / Financial markets / Financial economics / Economy of the United States

U.S. Consolidated Tape Data The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1

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Source URL: www.nasdaqtrader.com

Language: English - Date: 2011-04-26 13:21:33
723United States Generally Accepted Accounting Principles / Public finance / Self-regulatory organizations / Government Accountability Office / Public economics / Governmental Accounting Standards Board / Comprehensive annual financial report / Financial statement / Joint venture / Accountancy / Business / Economy of the United States

––––––––––––––––––––––––––––––––––––––––––––––––––––––––Accounting Manual for Public School Districts APPEN

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Source URL: k12.wa.us

Language: English - Date: 2003-10-01 23:06:26
724Business / Financial markets / Finance / Self-regulatory organizations / Economy of the United States / NASDAQ / Order / Day trading / Philadelphia Stock Exchange / Stock market / Financial economics / Investment

Microsoft Word - LULD_FAQ__v9

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Source URL: www.nasdaqtrader.com

Language: English - Date: 2014-03-12 17:15:50
725Financial regulation / Financial Industry Regulatory Authority / Securities Exchange Act / Financial system / Securities regulation in the United States / Business / U.S. Securities and Exchange Commission / Selling away / United States securities law / Self-regulatory organizations / United States Securities and Exchange Commission

OMB APPROVAL OMB Number: [removed]Expires: August 31, 2011 Estimated average burden

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Source URL: www.finra.org

Language: English - Date: 2013-04-11 15:50:55
726Financial regulation / Financial Industry Regulatory Authority / Securities Exchange Act / Financial system / Securities regulation in the United States / Business / U.S. Securities and Exchange Commission / Selling away / United States securities law / Self-regulatory organizations / United States Securities and Exchange Commission

OMB APPROVAL OMB Number: [removed]Expires: August 31, 2011 Estimated average burden

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Source URL: www.finra.org

Language: English - Date: 2015-04-09 12:55:17
727Financial economics / Actuarial science / Self-regulatory organizations / Actuary / Occupations / Risk / American Academy of Actuaries / Governmental Accounting Standards Board / Pension / Insurance / Accountancy / Business

Microsoft Word[removed]News Release GASB Release.doc

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Source URL: www.actuary.org

Language: English - Date: 2011-08-19 17:46:17
728Securities Exchange Act / Economy of the United States / Securities regulation in the United States / Financial regulation / ACT / Financial system / United States securities law / Self-regulatory organizations / Financial Industry Regulatory Authority

November 28, 2012 FINRA and JSDA Sign Cooperation Agreement The US Financial Industry Regulatory Authority (FINRA)i and Japan Securities Dealers Association ii (JSDA) have entered into a Memorandum of Understanding (MOU

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Source URL: www.jsda.or.jp

Language: English - Date: 2013-03-05 10:45:58
729Government / Self-regulatory organizations / Municipal Securities Rulemaking Board / Municipal bond

MSRB AR 2014_FINAL_web.pdf

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Source URL: www.msrb.org

Language: English - Date: 2015-01-06 12:25:46
730Futures exchanges / Self-regulatory organizations / Systemic risk / Commodity Futures Trading Commission / Chicago Mercantile Exchange / Derivative / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / CME Group / Financial economics / Finance / Financial system

Comment Letter on File No. S7-27-10

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Source URL: www.sec.gov

Language: English - Date: 2010-11-29 14:56:10
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